A Computational Method for Measuring "Open Codes" in Qualitative Analysis

Qualitative analysis is critical to understanding human datasets in many social science disciplines. Open coding is an inductive qualitative process that identifies and interprets “open codes” from datasets. Yet, meeting methodological expectations (such as “as exhaustive as possible”) can be challenging. While many machine learning (ML)/generative AI (GAI) studies have attempted to support open coding, few have systematically measured or evaluated GAI outcomes, increasing potential bias risks. Building on Grounded Theory and Thematic Analysis theories, we present a computational method to measure and identify potential biases from “open codes” systematically. Instead of operationalizing human expert results as the “ground truth,” our method is built upon a team-based approach between human and machine coders. We experiment with two HCI datasets to establish this method’s reliability by 1) comparing it with human analysis, and 2) analyzing its output stability. We present evidence-based suggestions and example workflows for ML/GAI to support open coding.

arxiv.org/abs/2411.12142

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Ryan Watkins

Professor at George Washington University

I am a Professor with Human-Technology Collaboration and Educational Technology programs at George Washington University in Washington DC. I have written 12 books and more than 100 articles, and I co-host of the Parsing Science podcast where scientists tell the stories behind their research. I am also the developer of the WeShareScience.com online platform for sharing research videos, and SciencePods.com where researchers can create free podcasts about their science. My research interests include human interactions with intelligent machines, needs, needs assessments, and instructional design.